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Occupations (NOC)

Securities agents, investment dealers and brokers — NOC 11103

News, draws, job postings and data for Securities agents, investment dealers and brokers (NOC 2021 11103, TEER 1).

Stories
1
From
November 2024
to
November 4, 2024
TEER
1

What people in this occupation do

  • Develop long-term relationships with their clients by preparing investment strategies to help them achieve their financial goals, offering advice and information on various investments to guide them in managing their portfolios
  • Review financial periodicals, stock and bond reports, business publications and other material, and develop a network within the financial industry to gather relevant information and identify potential investments for clients
  • Carry out investment orders by buying and selling stocks, bonds, treasury bills, mutual funds and other securities for individual investors, pension fund managers or companies such as banks, trust companies and insurance firms
  • Monitor clients’ investment portfolios and ensure that investment transactions are carried out according to industry regulations.

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